CF30 Stockbroker Job now available at CSS Investments
CF30 Stockbroker Job Role: Due to continued expansion currently have an opportunity for an ambitious Broker to join the team at our City based, dynamic, private client stockbrokers, regulated by the FCA.
Permanent / Full time
Package: £20k – £24k depending upon experience + bonuses
Ideal candidates will have Stockbroking experience and must be personable, compliant, focused and confident and be prepared to work long hours.
An excellent telephone sales manner is essential as is a good understanding of the stock market. Previous experience in trading in equities is also important.
We are looking to recruit qualified stock brokers who are RDR (Retail Distribution Review) compliant, as you will be working in a professional, compliant environment where you will be provided with the opportunity to develop a long term career within the financial sector.
You will be working in a professional, compliant environment where you will be provided with the opportunity to develop a long term career within the financial sector.

CF30 Stockbroker Job Specification:
- Building and maintaining a profitable client base and helping to develop the firms overall standing in the market
- Advising clients on Equities, fixed income & derivatives where approriate
- Ensuring that all operations are carried out in accordance with the firm’s own policies and procedures in addition to FCA rules
- Ensure outstanding customer service
- Communicating effectively with other staff in the company
- Ensuring individual professional development is exceptional and be willing to take further
exams/courses to broaden their knowledge to include all of the company’s proposed product lines
Person Specification:
- Understanding of the regulatory responsibilities within your control function and the principles of approved persons
- CF30 qualified
- Approachable with a proven record of good customer service and excellent communication
skills
- An excellent telephone sales manner is essential as is a good understanding of the stock market. Previous experience in trading in equities and CFDs is also important.
- We are looking to recruit qualified stock brokers who are RDR (Retail Distribution Review) compliant
- You will be fully supported with your own personal account managers who will be bringing new
clients on board for you through our own marketing campaigns.
- An active & portable client base is desirable
- In-depth market knowledge
- A good understanding, knowledge and experience of FCA regulation within the retail broking field
CF30 Stockbroker job Qualifications:
- FCA Registered
- Securities Institute or FCA professional qualifications
- Level 4 Investment Diploma or equivalent